SEC Commissioner Paul Atkins discusses crucial SEC enforcement policy changes, emphasizing prior notice for firms to enhance US investor protection.
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SEC Enforcement: Paul Atkins Pledges Crucial Prior Notice for Firms

A significant shift in regulatory strategy is on the horizon. U.S. Securities and Exchange Commission (SEC) Commissioner Paul Atkins recently announced a pivotal change. The agency will now provide firms with prior notice before initiating enforcement actions. This marks a profound departure from the previous ‘enforcement-first’ approach. For anyone monitoring SEC enforcement, this news signals […]